What can go wrong with a cheap provisional patent application?

Isn’t a cheap provisional patent application better than nothing?

Provisional patent applications serve a useful purpose. When written properly, a provisional application can provide valuable patent-pending status for one year. This buys time for the applicant to secure funding, make money or pursue any number of business plans that may help justify and pay for a nonprovisional patent application. The problem lies not in the idea of a provisional, but how provisional applications are written and filed.

Need to file a robust provisional patent application at a flat rate? Contact US patent attorney Vic Lin at (949) 223-9623 or email vlin@icaplaw.com to explore working with us.

What are the risks of a bare-bones provisional patent application?

The greatest risk is that your provisional might be deficient in its disclosure. When you pay for a very cheap provisional patent application, you take on significant risk that the disclosures in your filing may be insufficient, thereby causing harm that cannot be fixed.

A provisional application offers flexibility in how you describe and show your invention. You do not need to adhere to the very rigid format of a nonprovisional application. Your written description does not need to follow any particular format. You may include visuals such as photos, drawings, diagrams, flowcharts, hand sketches, and all sorts of disclosures that combine text with graphics. Claims are not required in a provisional patent application. There is no requirement to submit known prior art since this obligation applies only to nonprovisional patent applications.

The high degree of flexibility in a provisional, however, can also become a downside. There is no minimum level of disclosure that must be met in order for a provisional to be accepted. In fact, there is no such thing as an acceptance or allowance of a provisional application. Nobody at the USPTO will tell you that your disclosure is not good enough.

Whether the disclosure in your provisional is sufficient will not become apparent unless and until a professional prepares your subsequent nonprovisional application. Anyone can file a provisional application without receiving any indication that something is wrong or missing. You can slap a cover sheet on a piece of paper with chicken scratches, and file that as a provisional application.

What gives value to a provisional patent application is the level of detail in describing and showing the invention. A well prepared provisional application would ideally have several visuals such as photos, drawings, flowcharts, etc. The written description should explain the visuals and describe in gory detail what is shown and how it all works. The focus should be on the unique features. Not much needs to be said about known technology other than to provide helpful background or to explain how the known stuff works in combination with the new stuff. Emphasize and expand on the core unique features of the invention. Alternatives and variations should also be described.

What is the harm caused by a short provisional patent application?

A cheap provisional patent application carries the risk of insufficient disclosure. The potential damage caused by a scant provisional application would be incurred after the filing date. What happens after the provisional is filed is what can hurt you. By the time you realize your provisional is insufficient, it may be too late to correct the situation.

Say you file your provisional application thinking that you’re covered and protected for one year. In the meantime, you start disclosing your invention without any NDA’s or confidentiality obligations. The problem arises when you begin publicly disclosing features of your invention that are not sufficiently covered in your provisional application. This will preclude you from obtaining foreign patents covering these missing features which you have already publicly disclosed. You also risk losing US patent rights on such missing features if you fail to file a timely (new) application to include the new subject matter.

Suppose you keep your invention confidential even after the provisional filing date. You still have the risk that others may file a patent application covering features missing in your provisional filing. You could end up losing the race to the Patent Office because you were not first to file for certain features lacking in your provisional application.

So a false assurance of protection can lead provisional filers to think that they have patent-pending status when, in fact, their provisional applications omit necessary information to support the forthcoming nonprovisional application.

Can missing details be added to a previously filed provisional application?

No, you cannot go back in time to add missing details to a previously filed provisional application. You may add new details to a subsequent nonprovisional application or to a second provisional application, but the new details will get a later filing date. That is the general rule of patent priority datesnewly added content gets the filing date of whenever it was first included in a patent filing.

Why is the damage irreparable?

Timing is critical in reserving patent rights. Patent laws in the US and foreign countries have specific deadlines by which inventors must apply for patent protection. If certain important details are left out of your provisional application, the omission may block you from obtaining US and foreign patents covering the missing details.

In other words, you cannot add new content and still keep the original filing date of your provisional application. Any new content added at a later time will get the later filing date. And a later filing date means that more potential prior art references may be cited against you.

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