Can you refile a provisional patent application?

You can file the same provisional patent application as many times as you want, and whenever you want. So, yes, it is possible to refile a provisional patent application, but not without consequences. Filing the same provisional application over again, however, will result in a later priority date. And a later priority date may jeopardize the probability or validity of any resulting patents. The end result is that you will forfeit the earlier priority date of your first provisional application and replace it with the later priority date of your subsequent provisional. A major drawback of a later priority date is the likelihood of more prior art being cited against you. Furthermore, if you showed your invention before your later priority date, then your own public disclosures may limit your patent rights.

So the real question is “Should you refile a provisional patent application?” What risks are you taking by losing the earlier priority date of your original provisional patent application?

Risk of more prior art

A later priority date naturally allows more prior art that can be used against you. If you abandon your first provisional and refile eleven months later, for example, then eleven more months of additional prior art can be used against you. This can be particularly frustrating when you

Risk of public disclosures

You would also need to assess whether you’ve made any prior public disclosures that would make your first provisional priority date critical. The US has a 1-year grace period. It would be safe to assume that most foreign countries have zero grace period, so keeping the earliest priority date may be critical for foreign patent protection if you’ve had public disclosures since then.

Benefits of later priority date

Assuming the above risks are worth taking, then a later filing date offers the key benefit of buying more time – more time to make key decisions, and more to save money to follow through on those decisions. A greater investment will be require for the US nonprovisional application and for the PCT or any direct foreign applications.

A later priority date also provides you with a patent term that lasts a bit longer. A later provisional filing date, which does not count toward the 20-year term for a utility patent, enables a later filing date of the nonprovisional which would start the clock for counting the term.

Should you abandon your first provisional before refiling the same provisional patent application?

Yes, you should expressly abandon your first provisional patent application before refiling the same provisional especially if the subsequent provisional will be filed during a time period in which the first provisional may still have outstanding rights. When you intend to rely on the subsequent provisional only for priority and not the first provisional, Article 4C(4) of the Paris Convention states:

(4) A subsequent application concerning the same subject as a previous first application within the meaning of paragraph (2), above, filed in the same country of the Union. shall be considered as the first application, of which the filing date shall be the starting point of the period of priority, if, at the time of filing the subsequent application, the said previous application has been withdrawn, abandoned, or refused, without having been laid open to public inspection and without leaving any rights outstanding, and if it has not yet served as a basis for claiming a right of priority. The previous application may not thereafter serve as a basis for claiming a right of priority.

Paris Convention for the Protection of Industrial Property

Of course, you would not want to abandon your first or any prior provisionals if your nonprovisional will ultimately claim priority to all pending provisionals.

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Vic Lin

Startup Patent Attorney | IP Lead Partner at Innovation Capital Law Group
We align ourselves with Davids fighting Goliaths. Our registered patent attorneys work as a team to equip startups and founders with solid IP rights that facilitate funding, growth and sales. Email or call us so we can get to work on your IP: (949) 223-9623 | vlin@icaplaw.com